Sleepless in America

Healthy rest, problem sleep, and the dreams and nightmares therein.
John Cline, Ph.D., works at the Sleep Disorders Centers of Connecticut and Waterbury Hospital Regional Sleep Lab. He also teaches psychiatry at Yale University. See full bio

The Evolution of Sleep

The evolutionary history of sleep suggests why we need it.

Recent theories indicate that deep sleep may help decrease synaptic strength which increases during the day as an organism learns from interacting with the environment. Sleep may then preserve memories while preparing the brain to function well another day. REM sleep, which occurs predominantly in the very early morning hours, may function to allow the brain to become metabolically as awake as possible while yet remaining asleep, in order to facilitate waking up in the morning. (Just think about how different you feel when awakened in the middle of the night from deep sleep as compared to waking from a dream in the morning.) If sleep helps conserve and restore energy and helps refresh the brain, the question still remains- why did the strategy of spending long periods of time sleeping evolve? A brain could sleep for short periods of time rather than shutting down for a longer time. The answer is likely that given the vulnerability of being awake all day, animals are actually safer if they sleep all at once, rather than if they break up sleep over a 24 hour period. Of course, animals and humans are able to sleep briefly and maintain wakefulness over long periods of time when necessary, but this does not lead to optimal functioning. It does; however, seem to be an effective adaptation in times of severe stress. Interestingly, birds have developed strategies in which one hemisphere of the brain may sleep while the other remains alert. Whales and seals also show uni-hemispheric sleep. Because they have a different evolutionary lineage from birds, it seems that they thus evolved this ability separately. Uni-hemispheric sleep may have developed as a way of dealing with the danger of predators that can suddenly approach from any direction in the air or in the sea. In humans and mice, decreasing deep sleep may be a coping mechanism for dealing with the danger and stress of having predators nearby. This certainly fits with the experience of insomnia, during which people have lighter sleep due to stress and over-arousal.

It appears that sleep evolved early in the development of multicellular animals and has been preserved ever since. Different animals have evolved different ways of benefiting from sleep given their ecological niche. We can only conclude that sleep is very beneficial to fruit flies, orcas, humming birds, and humans, even if we do not yet fully understand its significance.

Darwin was not the first to consider evolution or the only one to consider natural selection to be its mechanism. But he did carry out what is by far the most extensive research in this area, and organized and published his findings in a way that captured people's interest. Whether individuals were filled with wonder or wanted to run him out of town, they came to see Darwin's name as consonant with the theory of evolution by natural selection. As we study and learn more about the evolution and function of sleep from other, perhaps distantly related cousins, we can grow in understanding about sleep's usefulness and disorders, and chart new treatment approaches along the way.

Getting back to our recent historic celebrations, it's good to remember that in addition to being a stellar scientist, Darwin also opposed slavery and the idea that any animal is "higher" than another. While his theories were later subverted and used to promote racism, like President Lincoln and the NAACP, Darwin helped us to recognize the equality of all human beings. He showed the interconnectedness of life and helped us see that all life is worthy of respect.

 

 

 



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